Hong kong securities and futures ordinance
Web14 apr. 2024 · Introduction. On 24 March 2024, the Securities and Futures Commission (SFC) published its Further Consultation Conclusions on the proposed amendments to the subsidiary legislation and SFC codes and guidelines for the implementation of the new regime to regulate top-level trustees and custodians of SFC-authorised collective … Web14 apr. 2024 · Securities & Futures Commission 54/F, One Island East, 18 Westlands Road, Quarry Bay, Hong Kong (E-mail address : [email protected]) All applications will …
Hong kong securities and futures ordinance
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Web14 jun. 2024 · On June 10, 2024, the Hong Kong Securities and Futures Commission published a consultation paper on proposed amendments to enforcement-related provisions of the Securities and Futures Ordinance. This is particularly noteworthy, as the Consultation Paper marks the first time that the SFC has consulted on changes to … Web13 jan. 2003 · This letter serves to provide specific guidance on the restrictions on unsolicited calls (cold calls) in relation to securities and futures contracts. While the terminology in this letter is adopted from the SFO, the same principles apply to authorized institutions (AIs) that are exempt dealers, as required by the HKMA in the guideline …
Web2 dagen geleden · 12 April 2024. Key takeaways. A Hong Kong regulator has revealed that DeFi projects could be subject to regulatory requirements. The SFC said DeFi activities fall within the scope of the Securities and Futures Ordinance. Hong Kong’s new licensing regime for digital asset trading platforms takes effect in June 2024. WebA Market Misconduct Tribunal (MMT) has been set up to handle civil cases of all forms of market misconduct including insider dealing, market manipulation and the dissemination of false and misleading information about securities or futures contracts.
Web2 dagen geleden · 12 April 2024. Key takeaways. A Hong Kong regulator has revealed that DeFi projects could be subject to regulatory requirements. The SFC said DeFi activities … WebLegCo
Web2 dagen geleden · Yuki Li 12 Apr 2024. The inaugural four-day Hong Kong Web3 Festival kicked off at the Hong Kong Convention and Exhibition Centre on April 12 with regulators, industry leaders and investors gathering to discuss Web3 technology and the key issues involving its future development in the region. “After a volatile stage, Web3 will see high …
Web14 apr. 2024 · Keith Choy, chefe interino de intermediários da SFC, explicou que as atividades DeFi, sob a jurisdição do Securities and Futures Ordinance (SFO), … jeremy card edward jonesWeb8 mei 2024 · With the intention of changing behaviour and enhancing market transparency, on 1 January 2013, Part XIVA of the SFO became law and thereafter required listed … pacific pines state high school bell timesWeb20 jun. 2024 · While the key amendments proposed in the Consultation Paper relate to enforcement and insider dealing provisions under the Securities and Futures Ordinance (Cap. 571) ( SFO ), the SFC also proposes to clarify the exemption in section 103 of the SFO relating to the issue of advertisements of investment products to professional … jeremy carey optimum sportsWeb2 dagen geleden · Keith Choy, interim head of intermediaries at Hong Kong’s Securities and Futures Commission (SFC), said that as long as DeFi activity falls within the scope of the Securities and Futures ... pacific pines resort gold coastWeb2 dec. 2002 · The Securities and Futures Ordinance was enacted in March 2002 and is widely expected to come into force by April. The SFO is a major piece of legislation, consolidating and superseding 10... jeremy camps newest songWeb15 jul. 2024 · The Hong Kong Government has recently released its proposal for new legislation to facilitate the re-domiciliation of foreign investment funds (including hedge funds and private equity funds) back to Hong Kong as open-ended fund companies (“OFCs”) or limited partnership funds (“LPFs”). jeremy cares foundationWeb3 okt. 2024 · In essence, section 115 is designed to maintain the integrity of the Hong Kong market by ensuring persons outside Hong Kong who actively market their services to … jeremy cardwell